Profile : Anti Money Laundering
Location: Mumbai
Experience - 2 +Years
Contract: 6 months
Location: Mumbai
Principle Accountabilities
Service Delivery
Providing day-to-day investor services to both the Fund Manager and investors in the fund.
The distribution of Offering Memorandum to potential investors.
Monitor the receipt and review of completed subscription documentation. This includes:
Completion of initial AML review.
Initial review of subscription documentation for completeness.
Email communication to investors seeking additional information where required and responding to investors in response to routine queries.
Ensure that all investor activity is processed in a timely and accurate manner.
Open new investor accounts ensuring compliance and process investor transactions in line with the fund documentation, anti-money laundering requirements, statutory regulations and company policies and procedures.
Handle routine email, fax and follow up queries from investors and fund managers in a professional and prompt manner, escalating where appropriate.
Provide investors and their nominees with statements, contract notes and other documentation.
Ensuring that the records of the fund are maintained in a complete and organised manner.
Keep management in Mumbai, Westchester and Dublin appraised of operational issues.
All of the above should be carried out in compliance with the Service Level Agreements agreed with each client.
Compliance
Investor servicing requires compliance with a range of policies. The Associate should have:
A detailed knowledge of the offering documentation for the funds being serviced.
A thorough knowledge of the regulations that pertain to the domicile of the fund being serviced.
A thorough knowledge of our internal policies and procedures. Particular emphasis is required on all matters relating to Anti-Money laundering controls.
Projects
The Associate plays an important role in various IT and Operational Projects. These activities include participating in the inconversion of records from other administrators. Participate in global projects including system enhancements and data conversions.
Key Characteristics / Competencies
An Associate is likely to have the following characteristics:
A number of years prior work experience preferably in financial services and with Investor servicing. Knowledge of hedge fund processing is a strong advantage.
Good administrative and organisational skills with a particular focus on accuracy and attention to detail.
An ability to work under pressure and an ability to cope with increased work loads at month-end.
An ability to work as part of a virtual team that is spread across different time zones and geographies.
An ability to use key financial systems and other IT tools.
Interested pls fwd ur Cv to rekha.jerald@pridetech.com
Regards,
Rekha J
9791091715
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